Yang Chen
陳陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Chen (陳陽), a licensed former licensee with CE reference BBL388. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2017-07-20 | 2019-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-08 | 2018-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-08 | 2018-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-07-08 | 2019-02-26 |