Yan Dou
竇艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Dou (竇艷), a licensed former licensee with CE reference BBK495. This person has 2.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-24 | 2016-05-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-24 | 2016-05-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-24 | 2016-05-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-08 | 2015-06-08 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-10-08 | 2015-06-08 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-01 | 2015-06-08 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-15 | 2014-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Dou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.