Yunan Lixie
李謝與楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunan Lixie (李謝與楠), a licensed former licensee with CE reference BBK352. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-27 | 2018-08-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-27 | 2018-08-19 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-02 | 2016-07-16 |