Ye (SFC:BBJ229) Tao
陶冶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BBJ229) Tao (陶冶), a licensed Responsible Officer with CE reference BBJ229. Currently licensed at 1 firm(s): Octo Rivers Asset Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octo Rivers Asset Management (HK) Limited 瀚川資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-12-05 | present |
| Oxbow Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2015-07-15 | 2018-03-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-25 | 2015-05-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-03 | 2015-05-10 |