Phoebe Wai Yee Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoebe Wai Yee Kwan (關惠而), a licensed Responsible Officer with CE reference BBJ087. Currently licensed at 1 firm(s): Winro Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winro Management Limited 勝甌管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-25 | present |
| Winro Management Limited 勝甌管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-25 | present |
| Winro Management Limited 勝甌管理有限公司 |
RO | Type 9 - Asset management | 2022-04-25 | present |
| RRJ Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2013-05-31 | 2021-02-16 |
| RRJ Management (HK) Limited | Rep | Type 4 - Advising on securities | 2013-05-31 | 2021-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Phoebe Wai Yee Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.