Xiaoyi (SFC:BBH286) Yan
嚴瀟奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyi (SFC:BBH286) Yan (嚴瀟奕), a licensed former licensee with CE reference BBH286. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-20 | 2014-11-25 |