Chi Kwong (SFC:BBG507) Yu
余志光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwong (SFC:BBG507) Yu (余志光), a licensed former licensee with CE reference BBG507. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-22 | 2025-03-28 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-22 | 2025-03-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-16 | 2024-05-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-02-16 | 2024-05-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-04 | 2024-05-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2024-05-02 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-31 | 2014-05-20 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2013-06-06 | 2014-05-20 |