Thomas Stoegner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Stoegner, a licensed Representative with CE reference BBG270. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-07-11 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2017-07-11 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2017-07-11 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-03 | 2016-11-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-14 | 2013-05-22 |