Richard Sol Nackenson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Sol Nackenson ( ), a licensed former licensee with CE reference BBF303. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2013-05-10 | 2013-06-10 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2013-05-10 | 2013-06-10 |