Yaojun Xiao
肖姚俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaojun Xiao (肖姚俊), a licensed former licensee with CE reference BBF281. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2018-03-16 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-10 | 2018-03-16 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-10 | 2018-03-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-05 | 2017-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-30 | 2017-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-30 | 2017-02-23 |