Tsz Kin (SFC:BBF141) Ng
吳梓健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kin (SFC:BBF141) Ng (吳梓健), a licensed former licensee with CE reference BBF141. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-13 | 2020-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-28 | 2015-12-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-28 | 2015-12-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-28 | 2015-12-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-26 | 2015-04-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-27 | 2015-01-23 |