Yang (SFC:BBE952) Chen
陳陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BBE952) Chen (陳陽), a licensed former licensee with CE reference BBE952. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-06-30 | 2020-09-25 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-30 | 2016-02-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-30 | 2016-02-05 |