Miho Yamaguchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miho Yamaguchi ( ), a licensed former licensee with CE reference BBD148. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-18 | 2022-11-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-09 | 2018-11-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-01 | 2018-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-20 | 2017-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-04-10 | 2017-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-04-10 | 2017-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-10 | 2017-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2013-04-10 | 2013-09-23 |