Stephen Chak Hoi Tsang
曾澤海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Chak Hoi Tsang (曾澤海), a licensed former licensee with CE reference BBB474. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-05 | 2014-05-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-05 | 2014-05-13 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-12 | 2013-09-10 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-12 | 2013-09-10 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-24 | 2013-06-15 |