Gewen Chen
陳戈文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gewen Chen (陳戈文), a licensed former licensee with CE reference BBB327. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-19 | 2022-09-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-19 | 2022-09-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-02 | 2022-09-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-02 | 2021-08-27 |