Nicholas Chi Ho Li
李至豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Chi Ho Li (李至豪), a licensed former licensee with CE reference BBA911. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-21 | 2014-04-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-26 | 2014-04-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-26 | 2014-04-16 |