John Philip Hall III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Philip Hall III ( ), a licensed former licensee with CE reference BBA897. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2019-07-18 | 2025-11-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2019-07-18 | 2025-11-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-18 | 2025-11-12 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2018-08-01 | 2019-07-18 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2018-08-01 | 2019-07-18 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2018-08-01 | 2019-07-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-04-02 | 2018-08-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-04-02 | 2018-08-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2013-04-02 | 2018-08-01 |