Abhishek Garg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhishek Garg ( ), a licensed former licensee with CE reference BBA875. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-05-28 | 2013-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-05-28 | 2013-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-05-28 | 2013-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-05-28 | 2013-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-05-28 | 2013-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-05-28 | 2013-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-03-25 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-03-25 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-03-25 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-03-25 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-03-25 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-03-25 | 2013-05-25 |