James Joseph Thomson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Joseph Thomson ( ), a licensed former licensee with CE reference BBA635. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-12-18 | 2022-12-30 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-12-18 | 2022-12-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-22 | 2018-06-29 |