Ritsuo Watanabe

CE No. BAZ846 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ritsuo Watanabe (), a licensed former licensee with CE reference BAZ846. Total licence records on file: 33.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2025-09-23 2025-09-26
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2025-03-28 2025-04-02
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2024-10-04 2024-10-09
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2023-10-13 2023-10-23
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2019-10-11 2019-10-17
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2019-03-22 2019-03-26
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2018-10-08 2018-10-12
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2018-03-29 2018-04-04
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2018-03-29 2018-04-04
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-11-09 2017-11-17
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2017-11-09 2017-11-17
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-10-16 2017-10-18
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2017-10-16 2017-10-18
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-03-10 2017-03-14
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2017-03-10 2017-03-14
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-09-29 2016-10-04
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-09-29 2016-10-04
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-06-10 2016-06-14
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-06-10 2016-06-14
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2015-10-05 2015-10-06
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2015-10-05 2015-10-06
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2015-07-14 2015-07-15
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2015-07-14 2015-07-15
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2015-03-17 2015-03-18
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2015-03-17 2015-03-18
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-10-06 2014-10-07
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2014-10-06 2014-10-07
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-03-17 2014-03-18
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2014-03-17 2014-03-18
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2013-10-22 2013-10-24
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2013-10-22 2013-10-24
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2013-03-27 2013-03-28
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2013-03-27 2013-03-28

Related