Taichi Baba
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taichi Baba ( ), a licensed former licensee with CE reference BAZ165. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-03 | 2024-09-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-03 | 2024-09-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-07-14 | 2023-07-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-07-14 | 2023-07-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-02-14 | 2019-02-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-02-14 | 2019-02-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-07 | 2018-03-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-03-07 | 2018-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-07 | 2017-11-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-11-07 | 2017-11-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-02-16 | 2017-02-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-16 | 2017-02-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-01-04 | 2017-01-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-04 | 2017-01-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-12 | 2016-05-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-12 | 2016-05-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-02-23 | 2016-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-04 | 2015-11-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-02-18 | 2015-02-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-03-11 | 2015-01-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-03-11 | 2015-01-28 |