Qi (SFC:BAW976) Li
黎祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:BAW976) Li (黎祺), a licensed Responsible Officer with CE reference BAW976. Currently licensed at 1 firm(s): MoPan Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MoPan Capital Management Limited |
RO | Type 9 — Asset management | 2023-09-01 | present |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-29 | 2023-08-31 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-29 | 2023-08-31 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 — Asset management | 2021-06-29 | 2023-08-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-18 | 2014-11-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-18 | 2014-11-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-18 | 2014-11-27 |