Xia Jiang
江夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Jiang (江夏), a licensed former licensee with CE reference BAW975. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-25 | 2016-07-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-18 | 2016-07-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-02-18 | 2016-07-01 |