Bo (SFC:BAW962) Li
李博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo (SFC:BAW962) Li (李博), a licensed former licensee with CE reference BAW962. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | 2014-12-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | 2014-12-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-02-25 | 2014-12-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-02-25 | 2014-12-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-02-25 | 2014-12-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-02-25 | 2014-12-24 |