Zhu Liu
劉柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhu Liu (劉柱), a licensed former licensee with CE reference BAW841. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-21 | 2017-08-31 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-21 | 2014-07-18 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-21 | 2014-07-18 |