Nikolas Peter Charles Burns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nikolas Peter Charles Burns, a licensed former licensee with CE reference BAW620. This person has 3.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-15 | 2018-01-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-08-01 | 2017-08-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-02-03 | 2017-02-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2013-02-18 | 2016-05-11 |