Nicola Susan Barclay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicola Susan Barclay, a licensed former licensee with CE reference BAW612. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-03-18 | 2015-12-02 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-03-18 | 2015-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicola Susan Barclay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.