Han Yan
嚴晗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Yan (嚴晗), a licensed Representative with CE reference BAV309. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities. This person has 13.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-07-22 | present |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2013-01-31 | 2015-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Han Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.