David John Bloomfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Bloomfield ( ), a licensed former licensee with CE reference BAU224. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2013-01-21 | 2013-10-23 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2013-01-21 | 2013-10-23 |