Siu Ling Tsui
徐小玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling Tsui (徐小玲), a licensed former licensee with CE reference BAT970. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-28 | 2018-03-01 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-28 | 2018-03-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-20 | 2014-12-15 |