Yukihiro Koike
小池幸弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yukihiro Koike (小池幸弘), a licensed former licensee with CE reference BAT249. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-29 | 2022-06-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-10-13 | 2017-10-18 |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2015-08-27 | 2016-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-14 | 2015-06-12 |