Mo (SFC:BAS355) Chen
陳末
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo (SFC:BAS355) Chen (陳末), a licensed former licensee with CE reference BAS355. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2014-05-11 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-14 | 2014-05-11 |