Tommy Siu Tat Kwan
關兆達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Siu Tat Kwan (關兆達), a licensed former licensee with CE reference BAR660. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-24 | 2018-05-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-24 | 2018-05-03 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-10 | 2016-10-11 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-10 | 2016-10-11 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-31 | 2015-09-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-08 | 2015-07-02 |