James William Barrineau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James William Barrineau ( ), a licensed former licensee with CE reference BAR106. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-04-23 | 2019-04-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-03-08 | 2019-01-24 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-09-10 | 2013-09-10 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-01-07 | 2013-01-08 |