Christopher Chi Shing Tse
謝志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chi Shing Tse (謝志誠), CE reference BAP751. Currently licensed at 1 firm(s): Samsung Securities (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-08-26 | present |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-22 | present |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-09 | 2021-08-26 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2017-11-01 | 2019-10-31 |
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-01-03 | 2017-07-21 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2017-07-21 |