Lee John Callaghan

CE No. BAP469 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee John Callaghan, a licensed former licensee with CE reference BAP469. This person has 1.2 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
ICAP Equities Asia Limited Rep Type 1 - Dealing in securities 2013-11-04 2014-05-05
GFI (HK) Securities L.L.C. Rep Type 1 - Dealing in securities 2012-12-12 2013-08-07
GFI (HK) Securities L.L.C. Rep Type 7 - Providing automated trading services 2012-12-12 2013-08-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee John Callaghan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mark John Bavis GFI (HK) Securities L.L.C. 2012–2013
Hoi Sze Ma GFI (HK) Securities L.L.C. 2012–2013
Robert Kenneth Nicholson GFI (HK) Securities L.L.C. 2012–2013
Vatche Vartan Mundigian GFI (HK) Securities L.L.C. 2012–2013
Matthew Four GFI (HK) Securities L.L.C. 2012–2013
Derrick Anthony Constantino Aquino GFI (HK) Securities L.L.C. 2012–2013
David John Bradford GFI (HK) Securities L.L.C. 2012–2013
Ivan Bukharov GFI (HK) Securities L.L.C. 2012–2013
Pei Feng Chua GFI (HK) Securities L.L.C. 2012–2013
Ching Yu Fung GFI (HK) Securities L.L.C. 2012–2013
Andrew Jon Hyams GFI (HK) Securities L.L.C. 2012–2013
Gyong Hee Kang GFI (HK) Securities L.L.C. 2012–2013
Daniel Yat Hung Lee GFI (HK) Securities L.L.C. 2012–2013
Ching Man Ma GFI (HK) Securities L.L.C. 2012–2013
Ashley Spencer Moore GFI (HK) Securities L.L.C. 2012–2013
David Alexander Neligan GFI (HK) Securities L.L.C. 2012–2013
Jamie Orton GFI (HK) Securities L.L.C. 2012–2013
Ma. Carla Valenzuela Quevedo GFI (HK) Securities L.L.C. 2012–2013
Roger Ardisorn Sripunporn GFI (HK) Securities L.L.C. 2012–2013
Yuki Sakamoto GFI (HK) Securities L.L.C. 2012–2013
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