Yuen Mei (SFC:BAO583) Ng
吳婉微
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Mei (SFC:BAO583) Ng (吳婉微), a licensed former licensee with CE reference BAO583. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-04 | 2015-11-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-04 | 2015-11-14 |