David Mundorf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Mundorf ( ), a licensed former licensee with CE reference BAO563. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-21 | 2020-07-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-21 | 2020-07-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-05 | 2013-03-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-05 | 2013-03-05 |