Yu Sum Ng
吳汝琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Sum Ng (吳汝琛), a licensed former licensee with CE reference BAO398. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-07 | 2014-08-30 |