Mingbo (SFC:BAN151) Jiang
江明波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingbo (SFC:BAN151) Jiang (江明波), a licensed former licensee with CE reference BAN151. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2015-06-16 | 2018-03-12 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2015-06-16 | 2018-03-12 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-18 | 2015-06-16 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2013-02-18 | 2015-06-16 |