Nadia Viet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nadia Viet ( ), a licensed former licensee with CE reference BAM453. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-06 | 2021-07-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-11-20 | 2021-07-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-11-20 | 2021-07-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-11-20 | 2021-07-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-11-20 | 2021-07-21 |