Ye (SFC:BAM249) Lin
林野
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BAM249) Lin (林野), a licensed former licensee with CE reference BAM249. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-12-20 | 2024-12-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2023-12-20 | 2024-12-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2023-12-20 | 2024-12-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-02-22 | 2020-11-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2019-02-22 | 2020-11-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2019-02-22 | 2020-11-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-29 | 2018-12-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-29 | 2018-12-07 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-11 | 2015-05-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-15 | 2013-11-10 |