Chun-Chieh Wang
王俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun-Chieh Wang (王俊傑), a licensed former licensee with CE reference BAL984. This person has 3.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-15 | 2016-04-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-02-15 | 2016-04-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-13 | 2013-02-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-13 | 2013-02-15 |