Wen Li
李文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Li (李文), a licensed Responsible Officer with CE reference BAL847. Currently licensed at 1 firm(s): HNH Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HNH Capital Management Limited |
RO | Type 4 — Advising on securities | 2024-07-02 | present |
| HNH Capital Management Limited |
RO | Type 9 — Asset management | 2024-07-02 | present |
| ANDA Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2017-07-03 | 2022-05-31 |
| ANDA Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2017-07-03 | 2022-05-31 |
| Pedder Street Investment Management Limited 沛達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-03 | 2017-04-14 |
| Pedder Street Investment Management Limited 沛達投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-03 | 2017-04-14 |
| Cheetah Investment Management Limited 捷達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-07 | 2014-06-02 |
| Cheetah Investment Management Limited 捷達投資管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-07 | 2014-06-02 |