Wai Yin (SFC:BAK892) Lau
劉偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin (SFC:BAK892) Lau (劉偉賢), CE reference BAK892. Currently licensed at 1 firm(s): Frontier Capital Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-05 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2026-02-05 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-04 | 2026-02-05 |
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-18 | 2025-08-31 |
| Cityline Securities Limited 城利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-20 | 2020-06-18 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-06 | 2019-09-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-06 | 2019-09-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-07 | 2018-12-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-07 | 2018-12-04 |