Miao (SFC:BAK406) Liu
劉淼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao (SFC:BAK406) Liu (劉淼), a licensed former licensee with CE reference BAK406. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-31 | 2021-01-04 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-06 | 2013-01-26 |