Li (SFC:BAK280) Wang
王歷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BAK280) Wang (王歷), CE reference BAK280. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-07 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-19 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-19 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-09-20 | 2026-02-11 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-09-13 | 2022-09-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-02-25 | 2021-09-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-12 | 2020-03-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-12 | 2020-03-16 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-02 | 2014-11-03 |