Chia-Yun Liu

CE No. BAJ488 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-Yun Liu, a licensed former licensee with CE reference BAJ488. This person has 0.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Open Securities Limited
開盤證券有限公司		 Rep Type 1 - Dealing in securities 2012-10-30 2013-03-07
Open Securities Limited
開盤證券有限公司		 Rep Type 2 - Dealing in futures contracts 2012-10-30 2013-03-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chia-Yun Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Martini Tsang Kit Ma Open Securities Limited 2012–2013
Jung-Hsuan Hsu Open Securities Limited 2012–2013
Hua-Lun Huang Open Securities Limited 2012–2013
Siu Wa Cheng Open Securities Limited 2012–2013
Margaret Kwai Ping Cheng Open Securities Limited 2012–2013
Irene Pei Yao Chang Open Securities Limited 2012–2013
Oi Yee Kwan Open Securities Limited 2012–2013
Cindy Shuk Kwan Lin Open Securities Limited 2012–2013
Kao-Jen Liu Open Securities Limited 2012–2013
Chi Fai Wong Open Securities Limited 2012–2013
Pei-Yi Wang Open Securities Limited 2012–2013
Yan Keung Yeung Open Securities Limited 2012–2013
Cheng-Yih Lin Open Securities Limited 2012–2013
Shih-Ya Wang Open Securities Limited 2012–2013
Wen-Chung Chen Open Securities Limited 2012–2013
Giggs Law Open Securities Limited 2012–2013
Kelvin Hong Open Securities Limited 2012–2013
Tzu Kuan Wu Open Securities Limited 2012–2013
William Moon Biu Chong Open Securities Limited 2012–2013
Chuan-Huang Tai Open Securities Limited 2012–2013
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