Yuen Man (SFC:BAJ473) Cheng
鄭苑雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Man (SFC:BAJ473) Cheng (鄭苑雯), a licensed former licensee with CE reference BAJ473. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-10 | 2025-02-07 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-10 | 2025-02-07 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-29 | 2021-11-12 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-05 | 2021-11-12 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-11 | 2020-03-05 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-16 | 2020-01-10 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-20 | 2019-07-16 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-20 | 2020-01-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-01 | 2019-02-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-01 | 2019-02-03 |