Derek Alan de Vries
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Alan de Vries ( ), a licensed former licensee with CE reference BAJ285. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-11-12 | 2012-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-11-12 | 2012-11-13 |